We help clients identify and assess risk, respond to evolving regulation, react to regulatory action, and enhance their existing financial crime risk management programme.
Our Services include:
Reducing the risk of financial crime and reputational damage, including:
Conducting risk assessments and designing tools tailored to legal entities, lines of business or geographies
Reviewing financial crime risk management programmes to evaluate their effectiveness
Reviewing, revising or designing policies and procedures, client risk assessments and monitoring tools
Designing and delivering education programmes
Developing and executing remediation programmes
Reviewing governance arrangements and related management information
Working with and supporting regulators during investigations and preparing clients for onsite regulator visits, thematic reviews, interviews, investigations and attestations, and conducting FCA and PRA- mandated section 166(s166) reviews. We can also serve as an independent monitor under US and other regulator driven programmes, as well as comprehensively review past business transactions.
Drawing upon experts across our global network, mobilising teams to execute multi-jurisdictional engagements. Our multi-disciplinary team includes former heads of financial crime and money laundering reporting officers, ex-regulators, forensic investigators, data analysts and e-discovery experts.