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Governance, Regulation & Compliance

Complying with the complexity and impact of regulations requires an integrated approach that leverages existing enterprise infrastructure and provides a path forward for compliance, combined with continuous financial and operational improvement. These requirements are supported by properly designed governance structures that provide clear definitions for requirements, guidance, authorization, responsibility, controls and communication related to regulatory compliance. The FTI Consulting Insurance Practice team has the experience and expertise to help clients develop governance frameworks, conduct internal audits to assess needs and effectiveness, and to understand, manage and comply with specific requirements of each regulatory program. Our team of former insurance and regulatory executives is often involved in regular reviews and oversight to ensure that our client organizations are continually meeting governance and compliance objectives.

  • Compliance Programs
  • Governance Frameworks
  • Internal Audit and Internal Controls Risk Assessment
  • Regulatory Interpretation & Remediation
  • Sarbanes-Oxley
  • ORSA
  • Board Effectiveness
  • Financial Crime
  • Sanctions Risk Assessments
  • Regulatory Change Programs
  • Captive Advisory
  • Feasibility
  • Strategy
  • Funding / Tax¬† Compliance
  • Operations
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Key Contacts

Paul Braithwaite

Senior Managing Director, Co-Leader of Insurance Services

Wendy Shapss

Senior Managing Director, Co-Leader of Insurance Services

Rory O'Brien

Senior Managing Director, Leader of EMEA Insurance Services

Ian Marshall

Managing Director