Locked Bank Vault

Regulatory Change and Investigation

FTI Consulting clients face an increasingly demanding and interventionist regulatory environment. The compliance challenge, and the implications of non-compliance, are business critical issues as is embedding the level of culture change which regulators are seeking. Our leading edge experience delivered by former regulators, in-house compliance & risk professionals and experienced consultants helps our clients manage the changing regulatory landscape and minimise their regulatory risk.

Our Services include:

  • Regulatory and shadow regulatory investigations
  • UK regulator required Section 166 Skilled Person reviews as well as support for clients subject to them
  • Regulatory intervention advisory and support
  • Governance and culture reviews
  • Conduct risk reviews
  • Financial crime — anti-money laundering, counter-terrorist finance, financial sanctions, bribery and corruption, market abuse and fraud
  • Asset valuations and stress testing
  • Post AQR remediation
  • Risk and capital modelling and advice
  • Past business remediation and redress
More Info

Share this page